James Greenway

Business Development Director

Blog Posts

Good Data Hygiene Supports the new SEC Marketing Rules

The Securities and Exchange Commission (SEC) has upgraded forty-year-old rules that affect investment advisors’ (RIAs’) marketing communications to help prevent fraud. The aim of the new rules is to adapt them to modern digital advertising media and clarifying relationships.

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The complexity IFPR and ICARA reporting requires a robust data management strategy

Regulatory reporting obligations have created a plethora of challenges across different organisations within the financial service industry, from insurers and banks to asset managers and payment processing firms

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The Future of Crypto-assets Regulation

If crypto-assets are here for the long term, how can regulators best govern their connections with the conventional financial system?

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Navigating Turbulent Global Credit Markets

What foundations do successful CLO Managers implement that allow them to navigate contractions and potential stricter covenant terms as the global CLO markets return?

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3 Data Lessons Learned from the Front Lines of COVID-19

Here are the top three takeaways we have discovered that contribute to data management success for buy-side firms.

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