James Greenway

Business Development Director

Blog Posts

The FCA release a discussion paper to consider updating the UK regulatory regime

With the UK looking to update its asset management regime post-Brexit, the Financial Conduct Authority (FCA) has published a discussion paper containing a number of proposals.

Read Story

James Greenway and Roshni Daswani in conversation around data management in the field of asset managers

Roshni introduces herself and provides an overview of her role at PEN Partnership

Read Story

Prevention is Better than Cure

As soon as you enter into a service based business partnership with a provider, their financial viability, operational risk and security posture becomes an extension of your own

Read Story

Good Data Hygiene Supports the new SEC Marketing Rules

The Securities and Exchange Commission (SEC) has upgraded forty-year-old rules that affect investment advisors’ (RIAs’) marketing communications to help prevent fraud. The aim of the new rules is to adapt them to modern digital advertising media and clarifying relationships.

Read Story

The complexity IFPR and ICARA reporting requires a robust data management strategy

Regulatory reporting obligations have created a plethora of challenges across different organisations within the financial service industry, from insurers and banks to asset managers and payment processing firms

Read Story

The Future of Crypto-assets Regulation

If crypto-assets are here for the long term, how can regulators best govern their connections with the conventional financial system?

Read Story

Navigating Turbulent Global Credit Markets

What foundations do successful CLO Managers implement that allow them to navigate contractions and potential stricter covenant terms as the global CLO markets return?

Read Story

3 Data Lessons Learned from the Front Lines of COVID-19

Here are the top three takeaways we have discovered that contribute to data management success for buy-side firms.

Read Story