Trading Compliance

Advanced compliance engines to focus on business objectives

Our Trading Compliance module features a flexible, user-intuitive approach to defining the investment guidelines and regulatory rules that apply to your firm.

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Compliance

Satisy Investor Requirements

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Integration
Integrates compliance with portfolio modeling and re balancing features and scenario analysis
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Improve Efficiency
Reduces allocation process overhead by integrating post-trade compliance into allocation and re balancing workflows
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See It All
Monitors for portfolio compliance to uncover changes due to market changes and corporate actions.
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Support along the way

•Includes support for concentration limits, eligibility rules, restricted and watch lists, filing thresholds, and warning tolerances
•Real-time data feeds for real-time calculations on market value, NAV, and exposures
•Pre-packaged rule libraries for standard and ’40 Act rules
•Detailed audit trail and capture of calculations at time of compliance run.
•Comprehensive reporting on all compliance activites
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“Data was a key driver, but we also were able to streamline partners and achieve improved compliance efficiencies with PBI.”
COO & CIO, Alternative Investment Firm

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