Trading Compliance

Advanced compliance engines to focus on business objectives

Our Trading Compliance module features a flexible, user-intuitive approach to defining the investment guidelines and regulatory rules that apply to your firm.

Request Details
A business man stock trading on a dekstop computer

Satisy Investor Requirements

Trading icon
Integrates compliance with portfolio modeling and re balancing features and scenario analysis
Automation icon
Improve Efficiency
Reduces allocation process overhead by integrating post-trade compliance into allocation and re balancing workflows
Investment portfolio icon
See It All
Monitors for portfolio compliance to uncover changes due to market changes and corporate actions.

Support along the way

•Includes support for concentration limits, eligibility rules, restricted and watch lists, filing thresholds, and warning tolerances
•Real-time data feeds for real-time calculations on market value, NAV, and exposures
•Pre-packaged rule libraries for standard and ’40 Act rules
•Detailed audit trail and capture of calculations at time of compliance run.
•Comprehensive reporting on all compliance activites
A man and two women at a business meeting
“Data was a key driver, but we also were able to streamline partners and achieve improved compliance efficiencies with PBI.”
COO & CIO, Alternative Investment Firm

Get the data you need to manage better business outcomes.

Request Demo